Recent Regulatory Developments Affecting Private Fund Managers
Futures & Derivatives Law Report
The Commodity Futures Trading Commission and the Securities and Exchange Commission have recently proposed new rules implementing sweeping changes passed as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). If adopted these proposed rules will have a significant impact on many investment funds and their managers. This article focuses on certain of these proposed rules as well as related provisions of Dodd-Frank.