DENNIS C. HENSLEY is a partner in the firm and head of the Securities and Futures Regulatory Practice area, working out of both the New York and Washington offices. Mr. Hensley has over 30 years of experience in securities regulatory and enforcement matters. He advises a wide array of financial services firms – including investment and commercial banks, broker-dealers and hedge funds – on a broad variety of regulatory, enforcement, compliance, and transaction matters.
- Current member of the NASDAQ Review Council
- Former member, NASD Board of Governors
- Former member, NASD Regulation Board of Directors
- Former member, NASD National Adjudicatory Council
- Former member and Chair, NASD District Business Conduct Committee for District 10 (New York)
- Former member, SIA Compliance and Legal Division Executive Committee
- Industry-Regulatory Council on Continuing Education, the body that develops and interprets continuing education requirements for broker-dealers in the US, former member
- NASD Institute for Professional Development, created to provide a certificate program for regulatory and compliance professionals, led the design and development of the Institute’s program jointly with the Wharton School at the University of Pennsylvania, first Executive Director