Securities Regulatory Aspects of Transactional Work
In the transactional context, Sidley’s Securities and Futures Regulatory group works closely with the firm’s various transaction groups to handle issues such as broker-dealer regulatory aspects of public and private securities offerings, listing and de-listing of securities on the NYSE and the NASDAQ Stock Market, participation of non-U.S. underwriters in global offerings and other issues. Our commodity futures lawyers help to create complex products such as commodity-indexed notes and innovative exchange-traded commodity pools. We have advised several commodity trading facilities with respect to operating as exempt commercial markets pursuant to requirements of the CFTC.
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