Provisions of the Dodd-Frank Act, including those addressing the registration of advisers to private funds, derivatives, the “Volcker Rule,” and systemic risk regulation and reporting, will have broad implications across the alternative investment management industry, including advisers to hedge funds and, potentially, venture capital funds. Regulatory developments outside of the Dodd-Frank Act are also affecting the alternative investment management industry, including new Pay-to-Play rules, changes to required disclosure documents, and a new examination and enforcement environment.
Even as regulators begin to issue rules providing clarity on some previously unresolved issues, the era of enhanced regulation is likely to continue for an extended period of time.
KPMG LLP, in cooperation with law firm Sidley Austin LLP invites you to participate in a robust discussion on the impact of the Dodd-Frank Act and other regulatory developments on the alternative investment industry.
Presenters
Laurin Blumenthal Kleiman, Sidley Austin LLP
Daniel Reid, KPMG LLP
John Schneider, KPMG LLP
Mark Whatley, Sidley Austin LLP
Time
4:30 p.m.–5:00 p.m. Registration
5:00 p.m.–6:30 p.m. Seminar
6:30 p.m.–7:30 p.m. Reception
Contact
For more information, please contact Bryan Ferguson.
CPE Credits
You may be eligible for CPE credit by attending this program. No advance preparation or prerequisites are required for this advanced-level discussion.
CLE Credits
Sidley Austin LLP is an accredited provider of New York MCLE credit, IL MCLE, and a State Bar of California approved MCLE provider. This program is pending 1.5 hours of MCLE credit.