Seven Sidley lawyers, including six securities regulatory and enforcement lawyers from Sidley’s Securities & Derivatives Enforcement and Regulatory group, spoke at the SIFMA Compliance and Legal Society Annual Seminar, March 19–22 at the Marriott Marquis San Diego Marina. The speakers and panels included:
- W. Hardy Callcott, “Using Data Analytics to Enhance Compliance Programs”
- Kevin J. Campion, “Prime Brokers and their Hedge Fund Clients: Legal and Compliance Issues”
- Beth J. Dickstein, “Identifying Conflicts of Interest under the DOL Rule”
- Herbert F. Janick, III, “Global CCO Perspectives”
- James Brigagliano, “Equity Sales and Trading”
- Susan L. Merrill, “Private Client Enforcement Priorities”
- Paul M. Tyrrell, “Personal Liability for Compliance Officers: How to Protect Yourself”
Sidley is a proud sponsor of the SIFMA C&L 2017 seminar. For more information click here.
