Eight Sidley lawyers, including seven securities regulatory and enforcement lawyers from Sidley’s Securities & Derivatives Enforcement and Regulatory group, spoke at the SIFMA Compliance and Legal Society Annual Seminar, March 19–21 at the JW Marriott Orlando Grande Lakes. The speakers and panels included:
- Kevin J. Campion, “Current Issues in Prime Brokerage, Securities Lending and Custody”
- James Brigagliano, “Institutional Equity Sales and Trading”
- Herbert F. Janick, III, “Global CCO Perspectives”
- Susan L. Merrill, “Ask FINRA: A Panel of Senior FINRA Officials Responds to Your Questions”
- Alan Charles Raul, “Cybersecurity Update: Combating an Evolving Threat”
- Nader Salehi, “Private Client Enforcement Developments”
- Neal Sullivan, “Private Client Firms: Key Legal, Regulatory Issues”
- Paul M. Tyrrell, “Anti-Fraud Framework”
Sidley is a proud sponsor of the SIFMA C&L 2018 seminar.
