Join us for a virtual SEC Fireside Chat on Wednesday, November 18, from 3:00 - 4:00 p.m. PT.
Our speakers will cover the following topics:
- Overview of SEC Office of Compliance Inspections and Examinations, and the Private Funds Unit
- Examination of SEC priorities, recent risk alerts and the effects of the pandemic
- Examination and enforcement lessons learned and best practices
- Material nonpublic information
- Valuation of illiquid investments
- Sales of private equity fund interests in the Reg BI world
- Cybersecurity
- Fees and expenses
- Affiliated service providers
WHO MAY BE INTERESTED IN ATTENDING
Chief Compliance Officers, Chief Financial Officers, and in-house legal counsel at private equity firms
SPEAKERS
Kristin Snyder
Associate Regional Director
U.S. Securities and Exchange Commission
Hardy Callcott
Partner, Securities Enforcement and Regulatory
Sidley Austin LLP
Jon Waterman
Partner, National Asset Management Practice Leader
RSM US LLP
Drew Weilbacher
Director
Promontory Financial Group
For additional information, please contact sfevents@sidley.com.
