Sidley Austin is pleased to distribute this issue of the Hong Kong Regulatory newsletter. Each publication provides updates on the latest developments in the regulation of Hong Kong’s financial markets.
In this issue, we feature the following articles:
- Editorial: Outlook for 2016 –the Securities and Futures Commission sets sights on the industry achieving the right cultural mindset.
- Expanding the insider dealing regime: High Court confirms insiders liable under section 300 for dealings involving non-Hong Kong listed securities.
- Market Misconduct Tribunal affirms the “no profit motive” defense sufficient to rebut allegations of insider dealing.
The newsletter also provides an analysis of current enforcement trends and practical tips for market participants.
Securities & Derivative Enforcement and Regulatory
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| Effie Vasilopoulos Partner evasilopoulos@sidley.com +852 2509 7860 |
Dominic James Counsel dominic.james@sidley.com +852 2509 7834 |
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