SEC Enforcement Quarterly Newsletter

Sidley Austin LLP is pleased to distribute this issue of the SEC Enforcement Quarterly newsletter. Each quarter, our Securities & Derivatives Enforcement and Regulatory practice publishes this review of recent developments in securities enforcement and regulatory matters.

In this issue, we feature the following articles:

• Second and Eleventh Circuits Are Latest Circuit Courts to Reject Collateral Challenges to SEC Administrative Proceedings
• U.S. Supreme Court Takes Middle Ground on Ability of State Courts to Decide Securities Cases
• SEC Tries to Reduce Concerns of Compliance Officers
• First Circuit Declines to Follow Newman's Reading of the Personal Benefit Requirement in Insider Trading Cases
• Recent SEC Staff Changes
• FCPA Focus

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