SEC Enforcement Quarterly Newsletter

Sidley Austin LLP is pleased to distribute this issue of the SEC Enforcement Quarterly newsletter. Each quarter, our Securities & Derivatives Enforcement and Regulatory practice publishes this review of recent developments in securities enforcement and regulatory matters.

In this issue, we feature the following articles:

• D.C. Circuit Upholds Constitutionality of SEC ALJs
• SEC Again Sets Record for Enforcement Actions
• Whistleblower Program Remains a Key Tool for the SEC’s Division of Enforcement
• SEC Keeps Focus on Financial Reporting Issues and Gatekeepers
• Recent SEC Staff Changes
• FCPA Focus

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