NEAL SULLIVAN, a member of the firm’s Executive Committee, is global leader of Sidley’s Regulatory and Enforcement practice. He is a member of the Securities Enforcement and Regulatory practice, which was recipient of the 2019 and 2016 Chambers USA Awards for Financial Services and Securities Regulation, and which was named the “Law Firm of the Year” for Securities Regulation in 2020 and 2017 by U.S. News – Best Lawyers. Neal conducts a comprehensive securities regulatory and enforcement practice in which he represents broker-dealers, investment banks, investment advisers, accounting firms, public companies and senior corporate officers before the SEC, DOJ, DOT/FinCEN, PCAOB, FINRA, state attorneys general and securities regulators in private and public investigations and enforcement proceedings and in connection with international securities regulatory matters.
Admissions & Certifications
- District of Columbia
- Suffolk University Law School, J.D., 1990
- Stonehill College, B.A., 1982