Sidley partners Barry W. Rashkover and Laurin Blumenthal Kleiman recently co-authored an article that surveys the landscape of SEC enforcement and examination initiatives concerning hedge funds. “SEC Enforcement and Examinations Concerning Hedge Funds” highlights key enforcement actions involving hedge funds and outlines significant changes in the SEC enforcement process since Christopher Cox became SEC Chairman in 2005. The article also looks at recent developments in the SEC investment adviser examination process, including current areas of focus of the OCIE staff.
This article was subsequently published in the New York Law Review in the spring of 2008.
SEC Enforcement and Examinations Concerning Hedge Funds