ETFs are among the complex financial products that are receiving greater scrutiny from regulators. What does your enterprise need to do in the current regulatory and enforcement environment?
Please join us for a panel discussion on:
- ETF growth and its regulatory implications
- Listing standards and Division of Trading and Markets review
- Recent and pending regulatory developments
- Recent ETF exam and enforcement issues
- Prosepective areas of enforcement focus
- James Brigagliano, Partner
- Hardy Callcott, Partner
- Kevin J. Campion, Partner
- James C. Munsell, Partner
- David S. Petron, Partner
- Nader H. Salehi, Partner
Sidley Austin LLP is an Approved Accredited Provider of CA, IL and NY CLE credit. This program has been approved for 1.0 CLE credit.
For more information or questions, please contact us at email@example.com.