On September 9, Sidley partner Paul Tyrrell will moderate a panel titled “So You Want to Be a CCO…?” which will explore today’s role as a Chief Compliance Officer including best practices for becoming an effective CCO. The discussion will cover practical advice on common and frequent topics that enable CCOs to thrive in their roles, including building collaborative relationships and establishing meaningful strategies to achieve compliance expectations. Other panelists will include Shawn Barko, Raymond James; Christa Graverson, Baird; Jim McHale, LPL Financial; and Charis Jones, Hightower Securities.
The Securities Industry and Financial Markets Association (SIFMA) is an industry trade group representing securities firms, banks, and asset management companies. SIFMA’s Compliance & Legal (C&L) Society meets several times throughout the year in various cities to share best practices, gain valuable insights, and expand networks.
Sidley is a proud sponsor of this event. Click here for more information.
