On November 15, 2022, the U.S. Securities and Exchange Commission (SEC) released its enforcement results for the 2022 fiscal year (October 1, 2021 – September 30, 2022).
The SEC reported that it brought a total of 462 standalone actions, a 6.5% increase over 2021. The total enforcement actions also increased 9% from the prior year for a total of 760. These numbers are still down substantially from pre-Covid years.
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