Important Actions Tracker

ACTION	DATE	TITLE	OTHER INFO
SEC Final Rule	12/13/2023	Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities	Sidley Update (pending) SEC Fact Sheet Commission Statements (Crenshaw, Gensler, Lizarraga, Peirce, Uyeda) Proposal
SEC Final Rule	11/16/2023	Clearing Agency Governance and Conflicts of Interest	Sidley Update (pending) SEC Fact Sheet Commission Statements (Gensler, Peirce, Uyeda) Proposal
SEC Final Rule	11/2/2023	Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities	Sidley Update SEC Fact Sheet Commission Statements (Gensler, Uyeda) Proposal
SEC Final Rule	10/13/2023	Short Position and Short Activity Reporting by Institutional Investment Managers	Sidley Update SEC Fact Sheet Commission Statements (Crenshaw, Gensler, Lizarraga, Peirce, Uyeda) Proposal
SEC Final Rule	10/13/2023	Reporting of Securities Loans	Sidley Update SEC Fact Sheet Commission Statements (Crenshaw, Gensler, Lizarraga, Peirce, Uyeda) Proposals (3/2/2022, 11/18/2021)
SEC Final Rule	10/10/2023	Modernization of Beneficial Ownership Reporting	Sidley Update SEC Fact Sheet Commission Statements (Gensler, Peirce, Uyeda) Proposals (4/28/2023, 2/10/2022)