Skip to main content
Mutual Fund Minute

Conflicts of Interest Involving Covered Technology

August 28, 2023
In this episode of Mutual Fund Minute, Sidley partners Jay Baris and Benson Cohen discuss the SEC’s proposed rules to address conflicts of interest when broker-dealers and investment advisers use predictive data analytics.

Contacts

Baris, Jay G.
Senior Counsel
Cohen, Benson R.
Partner

Related Resources

Capabilities

Suggested News & Insights

Houston Chief Compliance Officer RoundtableWednesday, April 29, 2026
Events
Out With the New, In With the Old: The “Five-Part Test” Rides AgainMarch 30, 2026
Employee Benefits and Executive Compensation Update
U.S. CFTC, SEC Enter Into Historic Memorandum of Understanding, Joint Harmonization Initiative to Enhance Regulatory CoordinationMarch 27, 2026
Securities Enforcement and Regulatory Update
Sidley Represents Bonaccord Capital in Minority Investment in Prime FinanceMarch 26, 2026
Announcements
Private Equity Investment in U.S. Law Firms (Part II): Deal Architecture, Regulatory Boundaries, and the Lender PlaybookMarch 25, 2026
Private Credit Perspectives
SEC Releases Landmark Interpretation on Application of U.S. Securities Laws to Crypto Assets, in Coordination With CFTCMarch 24, 2026
Securities Enforcement and Regulatory Update