Mutual Fund Minute
Conflicts of Interest Involving Covered Technology
August 28, 2023
In this episode of Mutual Fund Minute, Sidley partners Jay Baris and Benson Cohen discuss the SEC’s proposed rules to address conflicts of interest when broker-dealers and investment advisers use predictive data analytics.
Contacts
Related Resources
Capabilities
Suggested News & Insights
U.S. FinCEN Issues Final Rule Ending Beneficial Ownership Reporting RequirementAugust 14, 2026Sidley Advises on Janus Living’s US$533.6 Million Public OfferingAugust 14, 2026Fifth Circuit Withdraws Prior Opinion and Adopts a Management Standard for the Self-Employment Tax Exception Under Code Section 1402(a)(13)August 13, 2026UK/EU Investment Management Update (August 2026)August 12, 2026Valuation of Private Credit Assets in Regulated FundsAugust 10, 2026Sidley Represents Bixby Wealth Solutions on Strategic Minority Investment in F.L.PutnamJuly 31, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory
