Skip to main content
Mutual Fund Minute

SEC 2023 Examination Priorities

March 29, 2023
Listen here as Jay Baris, a partner in Sidley’s Investment Funds group, discusses the SEC’s Division of Examinations examination priorities for 2023, and what funds and advisers can expect.

SEC 2023 Examination Priorities from Sidley Austin LLP on Vimeo.

Contacts

Baris, Jay G.
Senior Counsel

Related Resources

Capabilities

Suggested News & Insights

Houston Chief Compliance Officer RoundtableWednesday, April 29, 2026
Events
U.S. DOL Proposes New Safe Harbor for Selecting Investment Options for 401(k) Plans, Including Options With Alternative AssetsApril 6, 2026
Employee Benefits and Executive Compensation Update
Nineteen Sidley Lawyers Named Finalists for the Women in Business Law Americas Awards 2026April 2, 2026
Accolades
Out With the New, In With the Old: The “Five-Part Test” Rides AgainMarch 30, 2026
Employee Benefits and Executive Compensation Update
U.S. CFTC, SEC Enter Into Historic Memorandum of Understanding, Joint Harmonization Initiative to Enhance Regulatory CoordinationMarch 27, 2026
Securities Enforcement and Regulatory Update
Sidley Represents Bonaccord Capital in Minority Investment in Prime FinanceMarch 26, 2026
Announcements