EMILY BRONNER is an associate in the New York office practicing in the Securities and Derivatives Enforcement and Regulatory practice, which received the 2019 Chambers USA Award for Financial Services Regulation, and was named the “Law Firm of the Year” for Securities Regulation in 2020 and 2017 by U.S. News – Best Lawyers. Her practice primarily focuses on securities enforcement and corporate compliance.
Emily represents financial institutions, broker-dealers and investment advisers with internal investigations and other regulatory matters before the SEC and FINRA.
Emily’s representative matters include:
- An SEC investigation regarding short sales and Regulation SHO issues for a major broker-dealer.
- A FINRA investigation of a large financial institution’s anti-money laundering surveillance requirements.
- An SEC investigation of a large investment advisor regarding insider trading.
Emily earned her law degree at the George Washington University Law School. She received her B.A. in American Studies from Georgetown University.