This issue of Sidley’s Asia Funds and Financial Services Newsletter discusses important regulatory and enforcement developments affecting entities that conduct regulated activities or trade securities in Hong Kong, with a special focus on those affecting the asset management sector.
The newsletter also notes the SFC’s recent enhancements to the investor compensation regime and its plans to extend the licensing regime to apply to trustees and custodians of SFC-authorised collective investment schemes under a newly proposed regulated activity (Type 13).
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