Skip to main content
Mutual Fund Minute

Investment Companies as Commodity Pools – What Are the Compliance Pitfalls?

May 10, 2023
Listen here as Jay Baris and Nathan Howell, partners in Sidley’s Investment Funds group, unravel the regulatory mysteries of how mutual funds, ETFs, and registered closed-end funds can invest in commodity futures contracts, subject to the jurisdiction by both the SEC and the CFTC.

Mutual Fund Minute: Investment Companies as Commodity Pools – What Are the Compliance Pitfalls? from Sidley Austin LLP on Vimeo.

Contacts

Howell, Nathan A.
Partner

Related Resources

Capabilities

Suggested News & Insights

Texas Funds Forum SeriesTuesday, October 20, 2026
Events
Sidley Advises on US$220 Million Elevate Campuses IPO — India’s First Student Housing Company ListingOctober 1, 2026
Announcements
Hong Kong Regulator Reframes Enforcement Priorities Around OutcomesSeptember 29, 2026
Sidley Updates
Sidley Advises on National Stock Exchange of India’s US$2.36 Billion IPO — India’s Largest This YearSeptember 28, 2026
Announcements
Sidley Represents Electronics for Imaging in Its Combination With Agfa’s Digital Printing Solutions BusinessSeptember 28, 2026
Announcements
Sidley Represents Certares on Single-Asset Continuation Fund of Guardian AlarmSeptember 25, 2026
Announcements