Skip to main content
Mutual Fund Minute

Investment Companies as Commodity Pools – What Are the Compliance Pitfalls?

May 10, 2023
Listen here as Jay Baris and Nathan Howell, partners in Sidley’s Investment Funds group, unravel the regulatory mysteries of how mutual funds, ETFs, and registered closed-end funds can invest in commodity futures contracts, subject to the jurisdiction by both the SEC and the CFTC.

Mutual Fund Minute: Investment Companies as Commodity Pools – What Are the Compliance Pitfalls? from Sidley Austin LLP on Vimeo.

連絡先

Howell, Nathan A.
パートナー

関連リソース

得意分野

Suggested News & Insights

Sidley Partner Daniel Spies to Speak on Jersey Finance Flagship Week PanelThursday, May 14, 2026
Events
Daniel Spies and Leonard Ng to Moderate Sessions at MFA’s Legal & Compliance 2026 ConferenceWednesday, May 13, 2026
Events
PRA Proposes Tighter Capital and Risk Framework for Funded ReinsuranceMay 13, 2026
Insurance Update
U.S. SEC and CFTC Propose Changes to Reduce Form PF Reporting ObligationsMay 12, 2026
Investment Funds Update
Sidley Represents Lido Advisors in Its Partnership With Jackson Hole Capital PartnersMay 12, 2026
Announcements
Sidley Represents S3 Capital in US$1.3 Billion Real Estate Credit FundraiseMay 11, 2026
Announcements