Law360
The SEC Should Let Broker-Dealers Unbundle Research Costs
June 11, 2019
The U.S. Securities and Exchange Commission is considering important questions concerning the regulation of research services provided by U.S. broker-dealers. Paradoxically, the issues arise because of a directive from the European Parliament commonly known as MiFID II. MiFID II requires European Union investment managers to unbundle research and execution costs, and will continue to impose this requirement for the foreseeable future.
Contacts

Capabilities
Suggested News & Insights
Forecasting the Future: Prediction Markets in a Regulated WorldWednesday, October 7, 20262026 New York City Broker-Dealer Compliance Fall RoundtableTuesday, September 29, 2026U.S. FinCEN Issues Final Rule Ending Beneficial Ownership Reporting RequirementAugust 14, 2026Five Sidley Lawyers Named 2026 Law360 “Rising Stars”August 4, 2026Sidley Adds Senior Regulatory and Enforcement Partner James Comber in Hong KongJuly 30, 2026"FINRA Forward" Turns its Focus to Best ExecutionJuly 29, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory
