Law360
The SEC Should Let Broker-Dealers Unbundle Research Costs
June 11, 2019
The U.S. Securities and Exchange Commission is considering important questions concerning the regulation of research services provided by U.S. broker-dealers. Paradoxically, the issues arise because of a directive from the European Parliament commonly known as MiFID II. MiFID II requires European Union investment managers to unbundle research and execution costs, and will continue to impose this requirement for the foreseeable future.
Contacts

Capabilities
Suggested News & Insights
SIFMA Compliance and Legal Society 2026 Annual SeminarSunday, March 22, 2026 – Wednesday, March 25, 2026Ian McGinley to Speak at the DC Blockchain SummitWednesday, March 18, 2026U.S. Treasury and IRS Release First Proposed Regulations Implementing Trump AccountsMarch 18, 2026Sidley Secures Early Termination of Corporate Probation in Clean Air Act Matter for Leading Aftermarket Automotive CompanyMarch 16, 2026U.S. DOJ Implements Uniform Corporate Enforcement and Voluntary Self-Disclosure Framework Across All Components Except AntitrustMarch 16, 2026Private Funds & Asset Management: Developments & OpportunitiesThursday, March 12, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory
