Law360
The SEC Should Let Broker-Dealers Unbundle Research Costs
June 11, 2019
The U.S. Securities and Exchange Commission is considering important questions concerning the regulation of research services provided by U.S. broker-dealers. Paradoxically, the issues arise because of a directive from the European Parliament commonly known as MiFID II. MiFID II requires European Union investment managers to unbundle research and execution costs, and will continue to impose this requirement for the foreseeable future.
Contacts
Capabilities
Suggested News & Insights
Private Funds & Asset Management: Developments & OpportunitiesThursday, March 12, 2026Andrew Blake to Speak on Tokenization and ATSs at TabbFORUM SymposiumTuesday, February 24, 2025Structured Finance Association’s SFVegas 2026 ConferenceSunday, February 22, 2026 – Wednesday, February 25, 2026FINRA Aims to Reduce Burdens Associated With Use of Negative Consent for Bulk Account Transfers or AssignmentsFebruary 10, 2026U.S. FTC Signals Renewed Interest in “Click-to-Cancel” RulemakingFebruary 9, 2026U.S. CFTC Signals Imminent Rulemaking on Prediction MarketsFebruary 6, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory

