Law360
The SEC Should Let Broker-Dealers Unbundle Research Costs
June 11, 2019
The U.S. Securities and Exchange Commission is considering important questions concerning the regulation of research services provided by U.S. broker-dealers. Paradoxically, the issues arise because of a directive from the European Parliament commonly known as MiFID II. MiFID II requires European Union investment managers to unbundle research and execution costs, and will continue to impose this requirement for the foreseeable future.
Contacts
Capabilities
Suggested News & Insights
What to Expect in SEC Rulemaking: Takeaways From the SEC’s Spring 2026 Regulatory AgendaJuly 13, 2026Securities and Exchange Commission Staff Unveils a Playbook for Tokenized SecuritiesSeptember–October 2026External Review Recommends Sweeping Changes to FINRA Enforcement ProgramJuly 8, 2026Sidley Represents South32 in Aluminum Value Chain Sale to Alcoa Valued up to US$5.6 BillionJune 30, 20262026 New York Compliance Officer RoundtableThursday, June 25, 2026SEC and CFTC Seek Comment on Key Dodd-Frank Swap DefinitionsJune 24, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory

