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Law360

Key Takeaways from SECs Fixed Income Trading Proposal

November 13, 2020
Authors
W. Hardy CallcottCharles A. Sommers

On Sept. 28, the U.S. Securities and Exchange Commission proposed rules to apply Regulation Alternative Trading Systems to systems supporting trading in government securities. Regulation ATS is a lighter-touch regulatory scheme than full regulation as a securities exchange for automated trading systems operated by broker-dealers.

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Contacts

Callcott, W. Hardy
Partner
Sommers, Charles A.
Partner

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