On Sept. 28, the U.S. Securities and Exchange Commission proposed rules to apply Regulation Alternative Trading Systems to systems supporting trading in government securities. Regulation ATS is a lighter-touch regulatory scheme than full regulation as a securities exchange for automated trading systems operated by broker-dealers.
Law360
Key Takeaways from SECs Fixed Income Trading Proposal
November 13, 2020
联系方式
随时了解最新情况