Skip to main content
Law360

Key Takeaways from SECs Fixed Income Trading Proposal

November 13, 2020
Authors
W. Hardy CallcottCharles A. Sommers

On Sept. 28, the U.S. Securities and Exchange Commission proposed rules to apply Regulation Alternative Trading Systems to systems supporting trading in government securities. Regulation ATS is a lighter-touch regulatory scheme than full regulation as a securities exchange for automated trading systems operated by broker-dealers.

View Article

Contacts

Callcott, W. Hardy
合伙人律师
Sommers, Charles A.
合伙人律师

Capabilities

Suggested News & Insights

Forecasting the Future: Prediction Markets in a Regulated WorldWednesday, October 7, 2026
活动
2026 New York City Broker-Dealer Compliance Fall RoundtableTuesday, September 29, 2026
活动
U.S. FinCEN Issues Final Rule Ending Beneficial Ownership Reporting RequirementAugust 14, 2026
White Collar Defense and Investigations Update
Five Sidley Lawyers Named 2026 Law360 “Rising Stars”August 4, 2026
荣誉
Sidley Adds Senior Regulatory and Enforcement Partner James Comber in Hong KongJuly 30, 2026
新闻稿
"FINRA Forward" Turns its Focus to Best ExecutionJuly 29, 2026
Securities Enforcement and Regulatory Update