Skip to main content
Law360

Key Takeaways from SECs Fixed Income Trading Proposal

November 13, 2020
著者
W. Hardy CallcottCharles A. Sommers

On Sept. 28, the U.S. Securities and Exchange Commission proposed rules to apply Regulation Alternative Trading Systems to systems supporting trading in government securities. Regulation ATS is a lighter-touch regulatory scheme than full regulation as a securities exchange for automated trading systems operated by broker-dealers.

View Article

連絡先

Callcott, W. Hardy
パートナー
Sommers, Charles A.
パートナー

得意分野

Suggested News & Insights

U.S. SEC Regulation S-P: Compliance Deadline Approaching for Smaller EntitiesApril 30, 2026
Securities Enforcement and Regulatory Update
Houston Chief Compliance Officer RoundtableWednesday, April 29, 2026
Events
Sidley Represents HealthCare Royalty in Monetization Agreement for Modeyso Commercial RoyaltiesApril 24, 2026
Announcements
U.S. SEC Options Market Structure Roundtable Contemplates Targeted Reforms to Modernize Options MarketsApril 23, 2026
Securities Enforcement and Regulatory Update
Sonia Gupta Barros to Speak at PLI’s 2026 Global Capital Markets & the U.S. Securities Laws ProgramTuesday, April 21, 2026
Events
Sidley Represents Galera Therapeutics in Its Merger With Obsidian Therapeutics and US$350 Million Private Placement FinancingApril 21, 2026
Announcements