Sidley Honored as 2023 Compliance “Practice Group of the Year” by Law360

Law360 named Sidley a 2023 “Practice Group of the Year” in the Compliance category. With an eye toward “landmark matters and general excellence,” this award honors the teams behind SEC, FINRA, and related federal and state agency compliance, regulatory, and enforcement matters that resonated throughout the legal industry this past year.

Sidley’s market-leading nationwide securities regulation practice boasts broad capabilities in everything from defending SEC, FINRA, and multistate enforcement matters for public companies and financial services businesses; advising clients on day-to-day compliance matters; building out capital markets infrastructure; new product development; handling M&A; and integration of regulated entities.

With one of the largest law firm teams focused exclusively on securities and derivatives issues, we leverage our depth of securities enforcement and advisory practitioners to handle matters of enterprise-wide significance that include the highest degrees of reputational, operational, and regulatory risk, which we address with a level of mastery and sensitivity found in few other firms. The group regularly advises clients such as financial services businesses, including hedge funds, investment advisers, broker-dealers, banks, exchanges, ratings agencies, and public companies on a wide range of complex securities and commodities compliance-related matters.