Law360
‘Bad Actor' Waivers Spark Opposing Views Within SEC
May 18, 2015
Recent speeches by U.S. Securities and Exchange Commission commissioners have shed further light on the ongoing debate among the commissioners about how the SEC should exercise its discretion when deciding whether to grant waivers from the statutory disqualification provisions of the federal securities laws.
連絡先
得意分野
Suggested News & Insights
Digital Assets, Prediction Markets, and Derivatives: The Evolving U.S. Regulatory LandscapeThursday, June 4, 2026Paul Tyrrell to Speak at SIFMA AML Conference 2026Thursday, June 4, 2026Austin Pierce Joins Sidley Regulatory and Enforcement GroupMay 18, 2026U.S. SEC Staff Grants Narrow Form CRS No-Action Relief for Trump AccountsMay 14, 2026Ian McGinley to Moderate Panel at GW Law’s The Future of Financial Markets Symposium: Crypto to Prediction Markets and BeyondWednesday, May 13, 2026New U.S. SEC Enforcement Director David Woodcock Signals Continued “Back to Basics” ApproachMay 13, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory