Skip to main content
Law360

‘Bad Actor' Waivers Spark Opposing Views Within SEC

May 18, 2015
Authors
Ike AdamsChristopher R. Mills

Recent speeches by U.S. Securities and Exchange Commission commissioners have shed further light on the ongoing debate among the commissioners about how the SEC should exercise its discretion when deciding whether to grant waivers from the statutory disqualification provisions of the federal securities laws.

View Article

Contacts

Adams, Ike
合伙人律师
Mills, Christopher R.
合伙人律师

Capabilities

Suggested News & Insights

SIFMA Compliance and Legal Society 2026 Annual SeminarSunday, March 22, 2026 – Wednesday, March 25, 2026
活动
Private Funds & Asset Management: Developments & OpportunitiesThursday, March 12, 2026
活动
U.S. SEC Proposes to Scale Back 2024 Form N-PORT Amendments While Leaving Substantive Names Rule Requirements IntactMarch 9, 2026
Investment Funds Update
New U.S. DOJ Antitrust Leadership Signals More Criminal Prosecutions and Longer Prison SentencesMarch 6, 2026
Antitrust and White Collar Defense and Investigations Update
How CFTC Prediction Market Agenda Shifts The Playing FieldMarch 5, 2026
Law360
Northern California Compliance Officer RoundtableWednesday, March 4, 2026
活动