Houston Chief Compliance Officer Roundtable

Join Sidley, ACA Group, and the Investment Adviser Association for a focused discussion with Marshall Gandy, Senior Officer and Investment Adviser/Investment Company Program Director in the SEC’s Division of Examinations, and Associate Regional Director for Examinations in the SEC’s Fort Worth Regional Office.

Topics will cover key issues shaping the investment adviser landscape, including:

• Regulatory & Compliance
• Marketing Rule & Performance
• Technology, Innovation, & Cybersecurity
• Investment Products & Market Trends
• Commission Outlook Under the Current Administration

Light breakfast will be provided.

CLE Credit pending

For more information or questions, please contact hnevents@sidley.com.