LexisNexis
New Securities and Exchange Commission Rule Requires Extensive Reporting and Disclosure of Securities Lending Information
February 2024
In this article, the authors examine new Securities and Exchange Commission Rule 10c-1a, which for the first time requires persons entering securities loans (or their intermediary or reporting agent, where applicable) to report specific terms of the loan to a registered national securities association by the end of the day on which the loan is either effected or modified.
Contacts
Capabilities
Suggested News & Insights
Sidley Tech Forum
Forecasting the Future: Prediction Markets in a Regulated WorldWednesday, October 7, 20262026 New York City Broker-Dealer Compliance Fall RoundtableTuesday, September 29, 2026Sidley’s Elizabeth Marino and Ian McGinley to Join Panels at SIFMA C&L Regional Northeast ConferenceWednesday, September 16, 2026Planning for the Impact of FinCEN’s Corporate Transparency Act RollbackSeptember 9, 20262026 Back-to-School Checklist for Digital Asset Business Leaders and LawyersSeptember 8, 2026CFTC Seeks Comment on Listing of Compute Derivatives ContractsSeptember 4, 2026
Forecasting the Future: Prediction Markets in a Regulated WorldWednesday, October 7, 20262026 New York City Broker-Dealer Compliance Fall RoundtableTuesday, September 29, 2026Sidley’s Elizabeth Marino and Ian McGinley to Join Panels at SIFMA C&L Regional Northeast ConferenceWednesday, September 16, 2026Planning for the Impact of FinCEN’s Corporate Transparency Act RollbackSeptember 9, 20262026 Back-to-School Checklist for Digital Asset Business Leaders and LawyersSeptember 8, 2026CFTC Seeks Comment on Listing of Compute Derivatives ContractsSeptember 4, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory