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New Securities and Exchange Commission Rule Requires Extensive Reporting and Disclosure of Securities Lending Information
February 2024
In this article, the authors examine new Securities and Exchange Commission Rule 10c-1a, which for the first time requires persons entering securities loans (or their intermediary or reporting agent, where applicable) to report specific terms of the loan to a registered national securities association by the end of the day on which the loan is either effected or modified.
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