LexisNexis
New Securities and Exchange Commission Rule Requires Extensive Reporting and Disclosure of Securities Lending Information
February 2024
In this article, the authors examine new Securities and Exchange Commission Rule 10c-1a, which for the first time requires persons entering securities loans (or their intermediary or reporting agent, where applicable) to report specific terms of the loan to a registered national securities association by the end of the day on which the loan is either effected or modified.
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