Short Position and Short Activity Reporting by Institutional Investment Managers

Sidley Update - “Get Shorty – The Sequel”: SEC Implements New Disclosure of Short Positions and Reliance on Bona Fide Market Making Exception
October 17, 2023

Final Rule and Adopting Release - Short Position and Short Activity Reporting by Institutional Investment Managers
October 13, 2023

Notice of the Text of the Amendment to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection
October 13, 2023

Fact Sheet - Final Rules: Enhancing Short Sale Disclosure
October 13, 2023

Federal Register Publication

Press Release - SEC Adopts Rule to Increase Transparency Into Short Selling and Amendment to CAT NMS Plan for Purposes of Short Sale Data Collection
October 13, 2023

Commission Chair Gary Gensler Statement
October 13, 2023

Commissioner Caroline A. Crenshaw Statement
October 13, 2023

Commissioner Jaime Lizárraga Statement
October 13, 2023

Commissioner Hester M. Peirce Statement
October 13, 2023

Commissioner Mark T. Uyeda Statement
October 13, 2023