SEC Post-Election Outlook

What the Election Outcome Means for Securities Industry Regulation and Enforcement

Sidley lawyers Stephen Cohen, Ranah Esmaili, and Lara Shalov Mehraban discussed the post-election outlook for the SEC. They discussed what could change and what will stay the same with respect to enforcement, examination, and rulemaking activity.

This series' second webinar, discussed:

• Overview of the outlook under the new administration
• Decision-making process at SEC and importance of Commission make-up
• Expectations on enforcement, rulemaking, and examination trends and activities
• SEC Division of Enforcement, examinations and FINRA priorities
• Topics in focus: cybersecurity, insider trading, whistleblower protections, recordkeeping, and crypto assets

Sidley Austin LLP is an Approved Accredited Provider of CA, IL, and NY CLE credit.

This program was approved for CLE credit in the following jurisdictions:

CA – 1.0 General Credit (participatory)
IL – 1.0 General Credit
NY – 1.0 Professional Practice Credit (non-transitional/appropriate for experienced attorneys only)
FL, TX & VA – Applied Upon Request

To provide feedback or to obtain a copy of the CLE form, please contact bosevents@sidley.com.

Please note that this webinar was not recorded.

Stay tuned for additional webinars in this series as the election cycle advances.

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