Event
FINRA’s 2025 Regulatory Operation Programs
A Forum Hosted by SIFMA’s C&L Society
Tuesday, February 4, 2025
Event Details
DateTuesday, February 4, 2025
3:15 p.m. – 6:00 p.m. ET
Sidley | 787 Seventh Avenue, New York 10019
More information here.
SIFMA’s C&L Society will offer its next Forum, “FINRA’s 2025 Regulatory Operation Programs,” on February 4, 2025, in Sidley’s New York office.
FINRA executives Stephanie Dumont, Executive Vice President and Head of Market Regulation and Transparency Services; Greg Ruppert, Executive Vice President, Member Supervision; and Bill St. Louis, Executive Vice President and Head of Enforcement; will be discussing FINRA’s 2025 Annual Regulatory Oversight Report in a session moderated by Saima Ahmed, SIFMA’s Executive Vice President and General Counsel.
Sidley is sole sponsor for this event.
Capabilities
Suggested News & Insights
Houston Chief Compliance Officer RoundtableWednesday, April 29, 2026Sidley Represents HealthCare Royalty in Monetization Agreement for Modeyso Commercial RoyaltiesApril 24, 2026U.S. SEC Options Market Structure Roundtable Contemplates Targeted Reforms to Modernize Options MarketsApril 23, 2026Sonia Gupta Barros to Speak at PLI’s 2026 Global Capital Markets & the U.S. Securities Laws ProgramTuesday, April 21, 2026Sidley Represents Galera Therapeutics in Its Merger With Obsidian Therapeutics and US$350 Million Private Placement FinancingApril 21, 2026FinCEN, Office of Foreign Assets Control Propose Anti-Money-Laundering Program and Sanctions Requirements for Stablecoin IssuersApril 20, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory