Event
FINRA’s 2025 Regulatory Operation Programs
A Forum Hosted by SIFMA’s C&L Society
Tuesday, February 4, 2025
Event Details
DateTuesday, February 4, 2025
3:15 p.m. – 6:00 p.m. ET
Sidley | 787 Seventh Avenue, New York 10019
More information here.
SIFMA’s C&L Society will offer its next Forum, “FINRA’s 2025 Regulatory Operation Programs,” on February 4, 2025, in Sidley’s New York office.
FINRA executives Stephanie Dumont, Executive Vice President and Head of Market Regulation and Transparency Services; Greg Ruppert, Executive Vice President, Member Supervision; and Bill St. Louis, Executive Vice President and Head of Enforcement; will be discussing FINRA’s 2025 Annual Regulatory Oversight Report in a session moderated by Saima Ahmed, SIFMA’s Executive Vice President and General Counsel.
Sidley is sole sponsor for this event.
Capabilities
Suggested News & Insights
Sidley at Solana Breakpoint 2026Sunday, November 15, 2026 - Tuesday, November 17, 2026Sidley Tech ForumWednesday, October 7, 20262026 New York City Broker-Dealer Compliance Fall RoundtableTuesday, September 29, 2026When the Meeting Minutes and the AI Transcript Don’t Match: Litigation Insights From Delaware ChancerySeptember 17, 2026Sidley’s Elizabeth Marino and Ian McGinley to Join Panels at SIFMA C&L Regional Northeast ConferenceWednesday, September 16, 2026Planning for the Impact of FinCEN’s Corporate Transparency Act RollbackSeptember 9, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory