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SEC Staff Input Eases Path For Broker-Dealer Crypto Activities

June 3, 2025
Authors
David M. KatzAndrew J. SiosonLilya Tessler
On May 15, the staff of the U.S. Securities and Exchange Commission's Division of Trading and Markets provided significant guidance in the form of frequently asked questions to address various considerations for SEC-registered broker-dealers and SEC-registered transfer agents with respect to certain activities involving crypto-assets.
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Contacts

Katz, David M.
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Sioson, Andrew J.
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Tessler, Lilya
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