Coffee, Tea & SEC: Hot Topics in 10 Minutes with Sidley SecReg Lawyers
A Trap for the Unwary: The SEC Restores Former Waiver Policy for Enforcement Action Collateral Consequences
February 24, 2021
On February 11, Acting Chair of the SEC, Allison Herren Lee, announced a return to the Division of Enforcement’s prior practice of considering enforcement action settlement offers separately from requests for waivers of collateral consequences that arise from the terms or remedies in the anticipated settlement, including certain automatic disqualifications.
This recorded discussion among Sidley Securities Enforcement and Regulatory group partners Barry Rashkover and Griff Green and counsel Elizabeth Marino explain the issues and preview the implications of these changes.
Related Resources
Capabilities
Suggested News & Insights
Sidley Partners Featured at ABA Derivatives and Futures Winter MeetingSaturday, January 31, 2026Sidley Advises Marathon Asset Management on its up to US$1.6 Billion Sale to CVCJanuary 26, 2026SEC Chair Atkins Announces Initiative to Reform Regulation S-KJanuary 22, 2026U.S. CFTC Staff Issues No-Action Relief to Simplify Cross-Border Swaps RegulationJanuary 21, 2026Sidley Adds Securities Enforcement and Regulatory Partner Peter Malyshev in Washington, D.C.January 21, 2026SEC Virtual Fireside Chat: Navigating Regulatory Change in Asset ManagementThursday, January 15, 2026
- Stay Up To DateSubscribe to Sidley Publications
- Follow Sidley on Social MediaSocial Media Directory