Sidley’s Securities Enforcement and Regulatory group counsels and defends clients involved in all aspects of the global capital markets, from major Wall Street firms and leading public companies to prominent investment advisers and senior executives. We defend our clients in investigations by the SEC, CFTC, DOJ, state attorneys general, the UK FCA, other federal and state civil regulators, and self-regulatory agencies such as FINRA and NYSE. We assist clients during regulatory examinations and conduct internal investigations of sensitive matters. We regularly advise our clients on a wide range of complex securities and commodities compliance-related matters, including structuring trades or complex derivative transactions and acquiring or disposing of regulated entities.
Financial Services Regulation Law Firm of the Year
Chambers USA 2019 and 2016