CARLA TEODORO is a partner in the Investment Funds practice in the New York office, with extensive knowledge of the registration and exemptive provisions of the Investment Company Act of 1940. She frequently consults on Investment Company Act status questions for global holding companies, U.S. and non-U.S. banking entities, and other types of enterprises, particularly in connection with various types of securities offerings, bank financings, and regulatory restructurings. She has also worked on a variety of transactions — as fund, investor, or underwriters’ counsel — involving mutual funds, closed-end investment companies, and private funds, including initial public offerings, debt offerings, secondary transfers, asset acquisitions, and mergers.
Carla has extensive experience advising on all aspects of fund operations. Her practice includes representation of U.S. and foreign investment companies, and trustees; SEC registration, exemptions, and examinations for funds; board and governance matters; and corporate transactions involving asset management businesses. She also serves as independent counsel to independent trustees of U.S. registered investment companies.