ERIN N. KAUFFMAN is a managing associate in the Securities Enforcement and Regulatory group, which received the 2019 Chambers USA Award for Financial Services Regulation, and was named the “Law Firm of the Year” for Litigation – Regulatory Enforcement (SEC, Telecom, Energy) in 2021 and for Securities Regulation in 2020 and 2017 by U.S. News – Best Lawyers. She advises financial services firms on broad range of regulatory, compliance, enforcement and transactional matters. In this capacity, she has represented clients before the U.S. Securities and Exchange Commission (SEC), U.S. Commodity Futures Trading Commission (CFTC) and Financial Industry Regulatory Authority (FINRA).
主办律师
Erin N. Kauffman
- Securities Enforcement and Regulatory
经验
- 代理事宜
- 义务法律服务
Prior to joining Sidley, Erin worked as a legal intern with the CFTC’s Division of Enforcement. She also served as a summer law clerk with the U.S. Department of Justice, Criminal Division, where she worked on Foreign Corrupt Practices Act and Securities and Financial Fraud matters.
- D.C. Bar Pro Bono Center Advice and Referral Clinic
- University of Notre Dame Legal Aid Clinic
相关业务能力
服务
新闻与观点
证书
执业资格及证书
- 美国华府哥伦比亚特区
- 美国纽约州
学历和教育
- Notre Dame Law School, 法学博士, 2016
- Dickinson College, 文学学士, 2006 (cum laude)