Counseling
We regularly advise public companies, their boards of directors and underwriters on a broad range of SEC disclosure matters, capital market transactions, tender offers, corporate governance, compliance practices and other regulatory matters. Drawing on the strength of the former chief counsel and associate director of the SEC’s Division of Corporation Finance, our team handles a range of matters before the Division of Corporation Finance, including disclosure and financial statement reviews and requests for no-action relief, interpretive guidance or waivers. We advise companies and audit firms on independence and financial reporting issues, as well as work with the firm’s top-ranked Corporate Governance practice when advising on shareholder matters.
Enforcement
We represent public companies in SEC and other regulatory investigations into financial reporting and accounting matters, public disclosures, data breaches, internal controls, material business developments, Regulation FD, employee trading, potential insider trading, anti-money laundering compliance and FCPA issues.